K••••• T••••••

Advisor at F•••• F••••••••• A•••••••

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• F••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• F••••••••• A•••••••	Independent wealth	Feb 26, 2026	n/a	yes	IRVINE, CA	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Apr 23, 2025	Mar 2, 2026	no	ORANGE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	F•••• F••••••••• A•••••••	Mar 2, 2026	Feb 26, 2026	-4	Firm change	Ibd to RIA
W•••• F•••• A•••••••	L•• E••••••••• L••	Sep 15, 2014	Apr 23, 2025

Relationships

Registered with (4)

→ F•••• F••••••••• A•••••••Registered adviserregistration: current employment
Feb 26, 2026 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Apr 23, 2025 to Mar 2, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 14, 2012 to Sep 15, 2014factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Order

Occurred
2 Mar 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 30, 2004
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.