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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

JOHN O'CONNORS

Advisor at STRATEGIC ADVISERS LLC

WESTLAKE, TX | CEDAR HILL, TX

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Search this name across graphsid dfx:ria:370bb77e-a096-11dd-b24b-191ab8b8cc84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 15, 2014
First registration: Aug 7, 2014
Dual registered: yes, broker-dealer
Other names: JOHN OCONNORS|JOHN C O'CONNORS|JOHN CHRISTOPHER OCONNORS|JOHN O'CONNORS|JOHN CHRISTOPHER OCONNORS|JOHN CHRISTOPHER O'CONNORS
IAPD individual key: 6284238

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	CEDAR HILL, TX\|WESTLAKE, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 28, 2021	Mar 31, 2025	no	WESTLAKE, TX	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Oct 22, 2019	Apr 5, 2021	no	SAN DIEGO, CA\|CITRUS HEIGHTS, CA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Nov 30, 2017	Oct 28, 2019	no	ROSEVILLE, CA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Mar 28, 2016	Nov 17, 2017	no	Woodland, CA\|Davis, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 7, 2014	Apr 2, 2016	no	ROSEVILLE, CA\|ROSEVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CUSO FINANCIAL SERVICES, L.P.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 5, 2021	Jul 28, 2021	114	Firm change	Ibd to ibd
U.S. BANCORP INVESTMENTS, INC.	CUSO FINANCIAL SERVICES, L.P.	Oct 28, 2019	Oct 22, 2019	-6	Firm change	Ibd to ibd
CUSO FINANCIAL SERVICES, L.P.	U.S. BANCORP INVESTMENTS, INC.	Nov 17, 2017	Nov 30, 2017	13	Firm change	Other
J.P. MORGAN SECURITIES LLC	CUSO FINANCIAL SERVICES, L.P.	Apr 2, 2016	Mar 28, 2016	-5	Firm change	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 28, 2021 to Mar 31, 2025factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Oct 22, 2019 to Apr 5, 2021factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 30, 2017 to Oct 28, 2019factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 7, 2014 to Apr 2, 2016factForm ADV

Dated events

No dated event names this entity yet.