DFX Intelligence

W••••• V••••• U••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

W••••• V••••• U••••••••

Advisor at O••••••••• • C•• I•••

CAREFREE, AZ | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:370f72d8-b5f9-a59f-272b-748d0d8622ee

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 27, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 16, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Aug 16, 2005	n/a	yes	SCOTTSDALE, AZ\|CAREFREE, AZ	Current employment
M••••• S•••••• D• I•••	n/a	May 27, 2003	Aug 29, 2005	no	SAN FRANCISC, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• D• I•••	O••••••••• • C•• I•••	Aug 29, 2005	Aug 16, 2005	-13	Firm change	Other

Relationships

Registered with (2)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Aug 16, 2005 to presentfactForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
May 27, 2003 to Aug 29, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:370f72d8-b5f9-a59f-272b-748d0d8622ee
First observed: May 27, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.