DFX Intelligence

Data Factory

RIA / WealthAdvisor43 years in industry

JOHN ALBERT OEMING

Advisor at NW ADVISORY

Eugene, OR | WILSONVILLE, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:371035c8-3655-700e-7309-2f4342f92a59

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NW ADVISORY
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 12, 1983
First registration: Apr 23, 2003
Dual registered: no
Other names: JACK ALBERT OEMING
IAPD individual key: 858703

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NW ADVISORY	State registered	Feb 10, 2025	n/a	yes	Eugene, OR\|WILSONVILLE, OR	Current employment
AEGIS CAPITAL CORP.	Bd affiliated wealth	Mar 2, 2020	Jan 31, 2025	no	MELVILLE, NY\|EUGENE, OR\|PORTLAND, OR\|EUGENE, OR\|NEW YORK, NY\|Eugene, OR	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Aug 16, 2013	Feb 19, 2020	no	EUGENE, OR	Previous registration
D.A. DAVIDSON & CO.	Independent wealth	May 26, 2010	Aug 19, 2013	no	EUGENE, OR	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 21, 2010	no	EUGENE, OR	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 23, 2003	Jun 1, 2009	no	EUGENE, OR\|EUGENE, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AEGIS CAPITAL CORP.	NW ADVISORY	Jan 31, 2025	Feb 10, 2025	10	Firm change	Ibd to state RIA
COMMONWEALTH FINANCIAL NETWORK	AEGIS CAPITAL CORP.	Feb 19, 2020	Mar 2, 2020	12	Firm change	Ibd to ibd
D.A. DAVIDSON & CO.	COMMONWEALTH FINANCIAL NETWORK	Aug 19, 2013	Aug 16, 2013	-3	Firm change	Other
MORGAN STANLEY	D.A. DAVIDSON & CO.	Jun 21, 2010	May 26, 2010	-26	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (6)

→ NW ADVISORYRegistered adviserregistration: current employment
Feb 10, 2025 to presentfactForm ADV
→ AEGIS CAPITAL CORP.Registered adviserregistration: previous registration
Mar 2, 2020 to Jan 31, 2025factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Aug 16, 2013 to Feb 19, 2020factForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
May 26, 2010 to Aug 19, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 21, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 23, 2003 to Jun 1, 2009factForm ADV

Dated events

Occurred
Jan 31, 2025
Advisor changed firm
John Albert Oeming left Aegis Capital Corp. for Nw Advisory (registered 2025-02-10)
Form ADVobserved 6 days ago