DFX Intelligence

G•••••• A••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

G•••••• A••••• L••••••

Advisor at A••••••• I••••••••• A•••••••• L••

Grand Junction, CO | NEEDHAM, MA

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Search this name across graphsid dfx:ria:371059ec-2d22-d8cc-23a1-c894870b833a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• A•••••••• L••	Institutional manager	Apr 10, 2025	n/a	yes	Grand Junction, CO\|NEEDHAM, MA	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Sep 27, 2021	Dec 18, 2024	no	GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	A••••••• I••••••••• A•••••••• L••	Dec 18, 2024	Apr 10, 2025	113	Firm change	Other

Relationships

Registered with (2)

→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 10, 2025 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Sep 27, 2021 to Dec 18, 2024factForm ADV

Dated events

Occurred
Dec 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:371059ec-2d22-d8cc-23a1-c894870b833a
First observed: Sep 27, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.