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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

JEFFREY MARVIN DAVIS

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

SANTA BARBARA, CA

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Search this name across graphsid dfx:ria:37221982-8bc3-d0fa-1392-3b37969c3214

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Oct 26, 1984
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 1315953

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jun 10, 2020	n/a	yes	SANTA BARBARA, CA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 3, 2012	Jun 18, 2020	no	SANTA BARBARA, CA	Previous registration
WEDBUSH SECURITIES INC.	Bd affiliated wealth	Jul 21, 2009	Dec 5, 2012	no	SANTA BARBARA, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jul 20, 2009	no	SANTA BARBARA, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 8, 1997	Jan 1, 2008	no	SANTA BARBARA, CA\|SANTA BARBARA, CA\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES & ASSOCIATES, INC.	Jun 18, 2020	Jun 10, 2020	-8	Firm change	Wirehouse to ibd
WEDBUSH SECURITIES INC.	UBS FINANCIAL SERVICES INC.	Dec 5, 2012	Dec 3, 2012	-2	Firm change	Other
WELLS FARGO ADVISORS	WEDBUSH SECURITIES INC.	Jul 20, 2009	Jul 21, 2009	1	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:705:CA:2020-06-02	Jun 18, 2020	Jun 10, 2020	SANTA BARBARA, CA	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Jun 10, 2020 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 3, 2012 to Jun 18, 2020factForm ADV
→ WEDBUSH SECURITIES INC.Registered adviserregistration: previous registration
Jul 21, 2009 to Dec 5, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jul 20, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Jan 1, 2008factForm ADV

Dated events

No dated event names this entity yet.