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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Aug 27, 2018 | n/a | yes | RALEIGH, NC | Current employment |
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Sep 5, 2017 | Aug 28, 2018 | no | RALEIGH, NC | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 26, 2009 | Jun 19, 2017 | no | RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | ROBERT W. BAIRD & CO. INCORPORATED | Aug 28, 2018 | Aug 27, 2018 | -1 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | PROSPERA FINANCIAL SERVICES, INC. | Jun 19, 2017 | Sep 5, 2017 | 78 | Firm change | Other |