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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

STEPHEN RUSSELL STURKIE

Advisor at OSAIC WEALTH, INC.

LEXINGTON, SC

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Search this name across graphsid dfx:ria:3746e4fd-e6e6-7134-dd38-8cdd96335d39

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S66
First exam: Apr 23, 1998
First registration: May 3, 2002
Dual registered: yes, broker-dealer
Other names: Stephen Sturkie
IAPD individual key: 2935081

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 30, 2024	n/a	yes	LEXINGTON, SC	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 31, 2018	Oct 6, 2020	no	LEXINGTON, SC\|LEXINGTON, SC\|LEXINGTON, SC\|BEACHWOOD, OH\|LEXINGTON, SC\|MT. PLEASANT, SC\|COLUMBIA, SC\|COLUMBIA, SC\|COLUMBIA, SC\|COLUMBIA, SC	Previous registration
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Jun 11, 2012	Jan 30, 2024	no	LEXINGTON, SC\|Lexington, SC	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	May 3, 2002	May 31, 2012	no	LEXINGTON, SC\|LEXINGTON, SC\|LEXINGTON, SC\|LEXINGTON, SC\|CHARLOTTE, NC\|LEXINGTON, SC\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATOS WEALTH PARTNERS, LTD	LPL FINANCIAL LLC	Jan 30, 2024	Jan 31, 2018	-2,190	Firm change after gap	Ibd to RIA
LPL FINANCIAL LLC	OSAIC WEALTH, INC.	Oct 6, 2020	Jan 30, 2024	1,211	Firm change after gap	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	STRATOS WEALTH PARTNERS, LTD	May 31, 2012	Jun 11, 2012	11	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 30, 2024 to presentfactForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Jun 11, 2012 to Jan 30, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 31, 2018 to Oct 6, 2020factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 3, 2002 to May 31, 2012factForm ADV

Dated events

Occurred
Jan 30, 2024
Advisor changed firm
Stephen Russell Sturkie left Stratos Wealth Partners, Ltd for Lpl Financial Llc (registered 2018-01-31)
Form ADVobserved 4 days ago