DFX Intelligence

J•••• S•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

J•••• S•••••• M••••••••

Advisor at H•••••• • W•••• A•••• M••••••••• I•••

PARSIPPANY, NJ

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Search this name across graphsid dfx:ria:374930d8-9915-65da-73bd-52ca3e51bef6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• • W•••• A•••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• • W•••• A•••• M••••••••• I•••	Bd affiliated wealth	Nov 23, 2007	n/a	yes	PARSIPPANY, NJ	Current employment
J• B• H•••••• • C••	n/a	Jun 10, 2003	Apr 5, 2006	no	PARSIPPANY, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J• B• H•••••• • C••	H•••••• • W•••• A•••• M••••••••• I•••	Apr 5, 2006	Nov 23, 2007	597	Firm change after gap	Other
R•• C•••••• M••••••• L••	J• B• H•••••• • C••	Nov 25, 2002	Jun 10, 2003

Relationships

Registered with (3)

→ H•••••• • W•••• A•••• M••••••••• I•••Registered adviserregistration: current employment
Nov 23, 2007 to presentfactForm ADV
→ J• B• H•••••• • C••Registered adviserregistration: previous registration
Jun 10, 2003 to Apr 5, 2006factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
May 10, 2002 to Nov 25, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:374930d8-9915-65da-73bd-52ca3e51bef6
First observed: May 10, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.