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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DIVERSIFIED FINANCIAL MANAGEMENT

DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC., CRD 171813

NORWELL, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3749b7df-5d87-e74a-44e9-cc22ddb5a939

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2014 to Mar 13, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $339MItem 5.F on the latest filing (2026-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $242M
Private client RAUM: $324MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $84.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 478
Individual clients: 74
High net worth clients: 65
Custody, client assets: $60.1M
SEC number: 801-79902
CRD: 171813
Filings on the tape: 19
First filed: Jun 5, 2014
Latest filed: Mar 13, 2026
Organised: Corporation, MA
Website: dfmwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
HENRY CALVIN PLACE	Chartered Financial Analyst	NORWELL, MA	12	15	1	no
MARK JOSEPH EVERETT	n/a	NORWELL, MA	11	25	2	no
ADAM KEITH DWORKIN	n/a	NORWELL, MA \| HINGHAM, MA	6	15	n/a	no
Bradford Cadigan	Chartered Financial Analyst	Wellesley Hills, MA \| NORWELL, MA	1	10	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PLACE, HENRY, CALVIN	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	05/2014	Jun 5, 2014	Mar 15, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$339M	$242M	5	3	1	n/a	n/a
2024	Mar 20, 2025	$302M	$187M	5	3	1	n/a	n/a
2023	Mar 15, 2024	$259M	$169M	4	2	0	n/a	n/a
2022	Mar 6, 2023	$228M	$140M	4	2	0	n/a	n/a
2021	Mar 4, 2022	$231M	$109M	4	2	0	n/a	n/a
2020	Mar 10, 2021	$189M	$83.1M	4	2	0	n/a	n/a
2019	Mar 19, 2020	$174M	$66.1M	4	2	0	n/a	n/a
2018	Mar 28, 2019	$148M	$53.3M	4	2	0	n/a	n/a
2017	Mar 29, 2018	$156M	$51.5M	3	3	1	n/a	n/a
2016	Mar 20, 2017	$140M	$39.2M	3	3	n/a	n/a	n/a
2015	Feb 18, 2016	$123M	$19.6M	3	3	n/a	n/a	n/a
2014	Mar 18, 2015	$125M	$17.1M	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$339M	$302M	12.0%	$228M	14.2%	5	5	1	1

Relationships

Registered with (4)

← Bradford CadiganAdvisorregistration: current employment
Mar 25, 2025 to presentfactForm ADV
← ADAM KEITH DWORKINAdvisorregistration: current employment
Jun 17, 2020 to presentfactForm ADV
← MARK JOSEPH EVERETTAdvisorregistration: current employment
Sep 15, 2015 to presentfactForm ADV
← HENRY CALVIN PLACEAdvisorregistration: current employment
Jul 28, 2014 to presentfactForm ADV

Controls (1)

← PLACE, HENRY, CALVINOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 5, 2014 to Mar 15, 2024factForm ADV

Dated events

Occurred
Jun 5, 2014
First Form ADV filing
D/B/A Diversified Financial Management Associates, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3749b7df-5d87-e74a-44e9-cc22ddb5a939
First observed: Jun 5, 2014
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DIVERSIFIED FINANCIAL MANAGEMENT

DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC., CRD 171813

NORWELL, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3749b7df-5d87-e74a-44e9-cc22ddb5a939

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

HENRY CALVIN PLACE

Chartered Financial Analyst

NORWELL, MA

MARK JOSEPH EVERETT

n/a

NORWELL, MA

ADAM KEITH DWORKIN

n/a

NORWELL, MA | HINGHAM, MA

n/a

Bradford Cadigan

Chartered Financial Analyst

Wellesley Hills, MA | NORWELL, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PLACE, HENRY, CALVIN

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

05/2014

Jun 5, 2014

Mar 15, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$339M

$242M

n/a

2024

Mar 20, 2025

$302M

$187M

n/a

2023

Mar 15, 2024

$259M

$169M

n/a

2022

Mar 6, 2023

$228M

$140M

n/a

2021

Mar 4, 2022

$231M

$109M

n/a

2020

Mar 10, 2021

$189M

$83.1M

n/a

2019

Mar 19, 2020

$174M

$66.1M

n/a

2018

Mar 28, 2019

$148M

$53.3M

n/a

2017

Mar 29, 2018

$156M

$51.5M

n/a

2016

Mar 20, 2017

$140M

$39.2M

n/a

2015

Feb 18, 2016

$123M

$19.6M

n/a

2014

Mar 18, 2015

$125M

$17.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$339M

$302M

12.0%

$228M

14.2%