DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Paul Thomas Swift

Advisor at MML INVESTORS SERVICES, LLC

DUBLIN, OH | Dublin, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3758e8e7-77ee-d9ee-7f7e-53ecdb3fa54e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 25, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 25, 2002
First registration: Jan 4, 2011
Dual registered: yes, broker-dealer
Other names: PAUL T SWIFT
IAPD individual key: 4549317

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 12, 2022	n/a	yes	Dublin, OH\|DUBLIN, OH	Current employment
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Jun 23, 2021	Aug 8, 2022	no	COLUMBUS, OH\|COLUMBUS, OH	Previous registration
G. A. REPPLE & COMPANY	Bd affiliated wealth	Apr 1, 2020	Jun 4, 2021	no	DUBLIN, OH\|DUBLIN, OH\|CASSELBERRY, FL	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Feb 20, 2018	Mar 31, 2020	no	Dublin, OH\|KENTWOOD, MI	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 8, 2016	Nov 20, 2017	no	Dublin, OH\|Dublin, OH\|Toledo, OH\|DUBLIN, OH	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jan 4, 2011	Jul 29, 2016	no	DUBLIN, OH\|EDEN PRAIRIE, MN\|WORTHINGTON, OH\|MINNETONKA, MN\|WORTHINGTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORNOR, TOWNSEND & KENT, LLC	MML INVESTORS SERVICES, LLC	Aug 8, 2022	Aug 12, 2022	4	Firm change	Ibd to ibd
G. A. REPPLE & COMPANY	HORNOR, TOWNSEND & KENT, LLC	Jun 4, 2021	Jun 23, 2021	19	Firm change	Ibd to ibd
REGAL INVESTMENT ADVISORS LLC	G. A. REPPLE & COMPANY	Mar 31, 2020	Apr 1, 2020	1	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	REGAL INVESTMENT ADVISORS LLC	Nov 20, 2017	Feb 20, 2018	92	Firm change	Other
PARK AVENUE SECURITIES LLC	MML INVESTORS SERVICES, LLC	Jul 29, 2016	Aug 8, 2016	10	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125004:17486:MI:2020-03-31	Mar 31, 2020	Apr 1, 2020	KENTWOOD, MI	Firm change

Relationships

Registered with (5)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 8, 2016 to Nov 20, 2017factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Jun 23, 2021 to Aug 8, 2022factForm ADV
→ G. A. REPPLE & COMPANYRegistered adviserregistration: previous registration
Apr 1, 2020 to Jun 4, 2021factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Feb 20, 2018 to Mar 31, 2020factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jan 4, 2011 to Jul 29, 2016factForm ADV

Dated events

Occurred
Aug 8, 2022
Advisor changed firm
Paul Thomas Swift left Hornor, Townsend & Kent, Llc for Mml Investors Services, Llc (registered 2022-08-12)
Form ADVobserved 4 days ago