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Advisor at KEY INVESTMENT SERVICES LLC
BROOKLYN, OH | CLIFTON PARK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | May 14, 2021 | n/a | yes | CLIFTON PARK, NY|BROOKLYN, OH | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 15, 2012 | Sep 21, 2016 | no | ALBANY, NY|POTSDAM, NY|MASSENA, NY|MALONE, NY|LOUDONVILLE, NY|SARANAC LAKE, NY|TROY, NY|NORTH GREENBUSH, NY|NASSAU, NY|ALBANY, NY|LOCKPORT, NY|COHOES, NY|COHOES, NY|ALBANY, NY|ALBANY, NY|TROY, NY|COHOES, NY|TROY, NY|BRUNSWICK, NY|LATHAM, NY|SCHENECTADY, NY|ROTTERDAM, NY|ALBANY, NY|ALBANY, NY | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Oct 30, 2009 | May 15, 2012 | no | ALBANY, NY|ALBANY, NY|COHOES, NY|TROY, NY|ALBANY, NY|MALONE, NY|MASSENA, NY|POSTDAM, NY|SARANAC LAKE, NY | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Mar 25, 2008 | Oct 15, 2009 | no | LOUDONVILLE, NY|AMSTERDAM, NY|LATHAM, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | KEY INVESTMENT SERVICES LLC | Sep 21, 2016 | May 14, 2021 | 1,696 | Firm change after gap | Other |
| HSBC SECURITIES (USA) INC. | LPL FINANCIAL LLC | May 15, 2012 | May 15, 2012 | 0 | Bulk transfer | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | HSBC SECURITIES (USA) INC. | Oct 15, 2009 | Oct 30, 2009 | 15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:136300:NY:2016-09-21 | Sep 21, 2016 | May 14, 2021 | ALBANY, NY | Firm change after gap |