This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Oct 10, 2013

First registration

Aug 7, 2015

Dual registered

yes, broker-dealer

Other names

KRIS ASHLEY REYNOLDS|KRISTEN A REYNOLDS|KRISTEN ASHLEY REYNOLDS|Kristen Ashley O'Neill

IAPD individual key

6245661

• Occurred

  Apr 21, 2025
  Advisor changed firm

  Kristen O'Neill left Blackrock Investment Management, Llc for Charles Schwab & Co., Inc. (registered 2025-05-12)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3765abc9-57cb-1601-67f7-ac8341fca112

First observed

Aug 7, 2015

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.