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C••••• A•••••• R••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

C••••• A•••••• R••••••• I•••

CRD 293558

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Search this name across graphsid dfx:ria:3777345b-b30d-d87d-2afd-c711966b49fc

Data as of Jan 27, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Jan 25, 2019 to Jan 27, 2022
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
I•••••••• T••	President	E	yes	11/2013	Jan 25, 2019	Jan 27, 2022
V••••• V•••••	MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER	Na	yes	06/2017	Jan 31, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Jan 27, 2022	n/a	n/a	3	2	0	n/a	n/a
2020

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	n/a	n/a	n/a	n/a	n/a	3	4	0	0

Relationships

Controls (2)

← I•••••••• T••OwnerPRESIDENT, ownership code E, individual
Jan 25, 2019 to presentfactForm ADV
← V••••• V•••••OwnerMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 31, 2019 to presentfactForm ADV

Dated events

Occurred
Jan 31, 2019
Control person joined
V••••• V•••• (Managing Director/Chief Compliance Officer) appeared on Schedule A of C••••• A•••••• R••••••• I•••
Form ADVobserved 7 days ago
Occurred
Jan 25, 2019
First Form ADV filing
C••••• A•••••• R••••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3777345b-b30d-d87d-2afd-c711966b49fc
First observed: Jan 25, 2019
Last observed: Jan 27, 2022 56 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.