DFX Intelligence

J••• C•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

J••• C•••••• S••••••

Advisor at S••••••••• A•••••••• L••

MOUNT JOY, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:377cbb55-93ed-2061-5a71-dbb84bb3a6dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••••••• L••	Independent wealth	Nov 6, 2015	n/a	yes	MOUNT JOY, PA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 10, 2011	Aug 9, 2016	no	MOUNT JOY, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	S••••••••• A•••••••• L••	Aug 9, 2016	Nov 6, 2015	-277	Firm change after gap	Other
C•••••••• F•••••••• G•••• A•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 24, 2011	Oct 10, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:277099:PA:2016-08-09	Aug 9, 2016	Nov 6, 2015	MOUNT JOY, PA	Firm change after gap

Relationships

Registered with (3)

→ S••••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 6, 2015 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 10, 2011 to Aug 9, 2016factForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Jan 31, 2006 to Oct 24, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:377cbb55-93ed-2061-5a71-dbb84bb3a6dd
First observed: Jan 31, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.