This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HSBC SECURITIES (USA) INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2004earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

21

Designations

Chartered Financial Analyst

Exams

S66

First exam

Feb 11, 2022

First registration

Oct 6, 2004

Dual registered

yes, broker-dealer

Other names

ADAM SEAN LAULOR|ADAM SEAN LAWLOR

IAPD individual key

4227606

• Occurred

  Apr 2, 2024
  Advisor changed firm

  Adam S Lawlor left Citigroup Global Markets Inc. for Hsbc Securities (Usa) Inc. (registered 2025-01-02)

  Form ADVobserved 6 days ago
• Occurred

  Jan 26, 2023
  Advisor changed firm

  Adam S Lawlor left Legato Capital Management, Llc for Citigroup Global Markets Inc. (registered 2022-01-25)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:378dc7da-61d4-f9da-ad85-62b48a63abbc

First observed

Oct 6, 2004

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.