DFX Intelligence

P•••••• W••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

P•••••• W••• S•••••••

Advisor at J••• M••••• S••••••••• L••

HAPPY VALLEY, OR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 12, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	May 1, 2026	n/a	yes	HAPPY VALLEY, OR	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Aug 1, 2025	Dec 23, 2025	no	Vancouver, WA\|SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	J••• M••••• S••••••••• L••	Dec 23, 2025	May 1, 2026	129	Firm change	Ibd to wirehouse
L•• E••••••••• L••	M•• I•••••••• S•••••••• L••	May 19, 2025	Aug 1, 2025

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 1, 2025 to Dec 23, 2025factForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Dec 12, 2024 to May 19, 2025factForm ADV

Dated events

Order

Occurred
23 Dec 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
19 May 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 12, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.