DFX Intelligence

C••••••• C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C••••••• C•••••• P•••••••

C••••••• R•••TY ADVISORS, LLC, CRD 157404

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:3796d0cb-3ad6-5aac-cb25-387ce0642760

Data as of Sep 22, 2014 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 1
Observed: Feb 14, 2012 to Sep 22, 2014
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

C••••••• C•••••• P•••••••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $343M••• Locked
Discretionary RAUM: $343M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••• C•••••• P••••••• I•••• 1• L•	Real Estate Fund	$10.2M	Mar 27, 2017	1	Jan 6, 2014	reported	021-194869
C••••••• C•••••• P••••••• I• ••••••••• G•• L•	Real Estate Fund	$10.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• C•••••• P•••••••• L••	MANAGING MEMBER	E	yes	03/2010	Feb 14, 2012	Sep 22, 2014
C••••••••• J•••• G••••••	Member	C	yes	02/2013	Feb 14, 2012	Sep 22, 2014

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••• C•••••• P••••••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
C••••••• C•••••• P••••••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
S•••••••• G•••• R••• E•••••• L•

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$343M	$291M	17.7%	n/a	n/a	7	7	n/a	n/a

Relationships

Advises (6)

→ C••••••• C•••••• P••••••• I••• G•• L•Private fundReal Estate Fund, ERA
Jan 6, 2014 to presentfactForm ADV
→ C••••••• C•••••• P••••••• I• ••••• L•Private fundReal Estate Fund, ERA
Feb 14, 2012 to presentfactForm ADV
→ C••••••• C•••••• P••••••• I• O••••••• ••••• L•Private fundReal Estate Fund, ERA
Feb 14, 2012 to presentfactForm ADV
→ C••••••• C•••••• P••••••• I• ••••••••• G•• L•

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3796d0cb-3ad6-5aac-cb25-387ce0642760
First observed: Feb 14, 2012
Last observed: Sep 22, 2014 146 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.