This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$185MItem 5.F on the latest filing (2026-07-10); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$185M

Private client RAUM

$185MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$46.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

627

Individual clients

115

High net worth clients

69

SEC number

801-131045

CRD

291747

Filings on the tape

6

First filed

Aug 4, 2024

Latest filed

Jul 10, 2026

Organised

Limited Liability Company, TX

Website

brindleandbay.com

• Occurred

  Aug 4, 2024
  First Form ADV filing

  Brindle & Bay Financial Advisors, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:379b72e3-0c09-5c0d-51bf-617aeaf5c77b

First observed

Aug 4, 2024

Last observed

Jul 10, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.