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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

KEATING INVESTMENT COUNSELORS INC

CRD 110134

DELRAY BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37a0b5de-e8fb-104e-c197-2c1207fb2a0f

Data as of Apr 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Mar 16, 2012 to Apr 7, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.67 fund_share=0.25 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $383MItem 5.F on the latest filing (2026-04-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $378M
Private client RAUM: $258MderivedItem 5.D individuals plus high net worth individuals
Private client share: 67%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $192Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 366
Individual clients: 65
High net worth clients: 85
Custody, client assets: $214M
SEC number: 801-19820
CIK: 1020580
CRD: 110134
Filings on the tape: 33
First filed: Mar 16, 2012
Latest filed: Apr 7, 2026
Organised: Corporation, FL
Website: keatinginvestment.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD TRAVIS KEATING	Chartered Financial Analyst	DELRAY BEACH, FL \| Steamboat Springs, CO	9	19	1	no
PABLO CAVANAGH	Chartered Financial Analyst	DELRAY BEACH, FL	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KEATING, ANA, ISABEL	SECRETARY/TREASURER/OFFICE MANAGER	Na	yes	09/2022	Sep 23, 2022	Dec 10, 2024
KEATING, RICHARD, TRAVIS	CHIEF COMPLIANCE OFFICER/PRESIDENT/PORTFOLIO MANAGER/INVESTMENT ANALYST	E	yes	12/2018	Jul 6, 2017	Dec 10, 2024
AUGER, URSULA, STEPHANIE	VICE PRESIDENT/PORTFOLIO MANAGER/RESEARCH ANALYST	Na	no	04/2021	Mar 24, 2022	Dec 10, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LVR RESEARCH, LLC	n/a	State registered	$23.9M	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 7, 2026	$383M	$378M	3	2	1	n/a	n/a
2024	Mar 20, 2025	$343M	$339M	4	3	0	n/a	n/a
2023	Mar 27, 2024	$357M	$353M	4	3	0	n/a	n/a
2022	Mar 27, 2023	$322M	$318M	3	2	0	n/a	n/a
2021	Mar 24, 2022	$292M	$288M	4	2	0	n/a	n/a
2020	Mar 23, 2021	$269M	$265M	3	2	0	n/a	n/a
2019	Mar 25, 2020	$281M	$276M	4	3	0	n/a	n/a
2018	Feb 22, 2019	$239M	$235M	4	3	0	n/a	n/a
2017	Mar 20, 2018	$289M	$285M	3	2	0	n/a	n/a
2016	Mar 23, 2017	$266M	$262M	3	2	n/a	n/a	n/a
2015	Mar 30, 2016	$232M	$228M	2	2	n/a	n/a	n/a
2014	Mar 18, 2015	$231M	$228M	2	2	n/a	n/a	n/a
2013	Mar 30, 2015	$231M	$228M	2	2	n/a	n/a	n/a
2012	Jun 26, 2013	$186M	$183M	2	2	n/a	n/a	n/a
2011	Mar 30, 2012	$162M	$155M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$383M	$343M	11.5%	$322M	5.9%	3	4	1	0

Relationships

Affiliated with (2)

→ LVR RESEARCH, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← KEATING INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Registered with (2)

← PABLO CAVANAGHAdvisorregistration: current employment
Jan 6, 2025 to presentfactForm ADV
← RICHARD TRAVIS KEATINGAdvisorregistration: previous registration
Aug 27, 2007 to Dec 31, 2011factForm ADV

Owns (1)

← AUGER, URSULA, STEPHANIEOwnerVICE PRESIDENT/PORTFOLIO MANAGER/RESEARCH ANALYST, ownership code NA, individual
Mar 24, 2022 to Dec 10, 2024factForm ADV

Controls (2)

← KEATING, RICHARD, TRAVISOwnerCHIEF COMPLIANCE OFFICER/PRESIDENT/PORTFOLIO MANAGER/INVESTMENT ANALYST, ownership code E, individual
Jul 6, 2017 to Dec 10, 2024factForm ADV
← KEATING, ANA, ISABELOwnerSECRETARY/TREASURER/OFFICE MANAGER, ownership code NA, individual
Sep 23, 2022 to Dec 10, 2024factForm ADV

Dated events

Occurred
Sep 23, 2022
Control person joined
Isabel Ana Keating (Secretary/Treasurer/Office Manager) appeared on Schedule A of Keating Investment Counselors Inc
Form ADVobserved 3 days ago
Occurred
Sep 23, 2022
Control person left
F Linda Sierra (Executive Vice President/Secretary) no longer on Schedule A of Keating Investment Counselors Inc (listed 2022-03-25, absent 2022-09-23)
Form ADVobserved 3 days ago
Occurred
Mar 23, 2021
Control person left
Joseph Philip Keating (Chief Investment Officer/Senior Portfolio Manager) no longer on Schedule A of Keating Investment Counselors Inc (listed 2020-06-22, absent 2021-03-23)
Form ADVobserved 3 days ago
Occurred
Jan 3, 2019
Control person left
J Jeanine Keating (President) no longer on Schedule A of Keating Investment Counselors Inc (listed 2018-03-20, absent 2019-01-03)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37a0b5de-e8fb-104e-c197-2c1207fb2a0f
First observed: Mar 16, 2012
Last observed: Apr 7, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEATING INVESTMENT COUNSELORS INC

CRD 110134

DELRAY BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37a0b5de-e8fb-104e-c197-2c1207fb2a0f

Data as of Apr 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD TRAVIS KEATING

Chartered Financial Analyst

DELRAY BEACH, FL | Steamboat Springs, CO

PABLO CAVANAGH

Chartered Financial Analyst

DELRAY BEACH, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KEATING, ANA, ISABEL

SECRETARY/TREASURER/OFFICE MANAGER

yes

09/2022

Sep 23, 2022

Dec 10, 2024

KEATING, RICHARD, TRAVIS

CHIEF COMPLIANCE OFFICER/PRESIDENT/PORTFOLIO MANAGER/INVESTMENT ANALYST

yes

12/2018

Jul 6, 2017

Dec 10, 2024

AUGER, URSULA, STEPHANIE

VICE PRESIDENT/PORTFOLIO MANAGER/RESEARCH ANALYST

04/2021

Mar 24, 2022

Dec 10, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LVR RESEARCH, LLC

n/a

State registered

$23.9M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 7, 2026

$383M

$378M

n/a

2024

Mar 20, 2025

$343M

$339M

n/a

2023

Mar 27, 2024

$357M

$353M

n/a

2022

Mar 27, 2023

$322M

$318M

n/a

2021

Mar 24, 2022

$292M

$288M

n/a

2020

Mar 23, 2021

$269M

$265M

n/a

2019

Mar 25, 2020

$281M

$276M

n/a

2018

Feb 22, 2019

$239M

$235M

n/a

2017

Mar 20, 2018

$289M

$285M

n/a

2016

Mar 23, 2017

$266M

$262M

n/a

2015

Mar 30, 2016

$232M

$228M

n/a

2014

Mar 18, 2015

$231M

$228M

n/a

2013

Mar 30, 2015

$231M

$228M

n/a

2012

Jun 26, 2013

$186M

$183M

n/a

2011

Mar 30, 2012

$162M

$155M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$383M

$343M

11.5%

$322M

5.9%