DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

APRIL M BELTRAN

Advisor at SCHWAB WEALTH ADVISORY, INC.

Phoenix, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37a4616f-68a4-a3eb-a9bc-45a9eedd0259

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 6, 2004
First registration: Apr 19, 2005
Dual registered: yes, broker-dealer
Other names: APRIL MICHELLE MARTIN|APRIL MICHELLE BELTRAN
IAPD individual key: 4727553

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Aug 7, 2018	n/a	yes	Phoenix, AZ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Dec 3, 2014	Jul 10, 2018	no	SCOTTSDALE, AZ\|FOUNTAIN HILLS, AZ\|PHOENIX, AZ\|SCOTTSDALE, AZ\|PHOENIX, AZ	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Dec 2, 2014	no	MESA, AZ\|MESA, AZ\|MESA, AZ\|MESA, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 3, 2008	Oct 1, 2012	no	MESA, AZ\|MESA, AZ\|MESA, AZ\|MESA, AZ\|MESA, AZ\|MESA, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Jan 30, 2007	no	CHICAGO, IL\|PHOENIX, AZ	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Apr 19, 2005	Jul 6, 2005	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	SCHWAB WEALTH ADVISORY, INC.	Jul 10, 2018	Aug 7, 2018	28	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Dec 2, 2014	Dec 3, 2014	1	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Aug 7, 2018 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 3, 2014 to Jul 10, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Dec 2, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 3, 2008 to Oct 1, 2012factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 19, 2005 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.