DFX Intelligence

G••••• P•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

G••••• P•••• M••••

Advisor at W•••• F•••• A•••••••

DALLAS, TX

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Search this name across graphsid dfx:ria:37a8ea0c-655f-7696-707b-df5651c29211

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 22, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	May 1, 2026	n/a	yes	DALLAS, TX	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Nov 1, 2021	May 4, 2026	no	Dallas, TX\|Dallas, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	W•••• F•••• A•••••••	May 4, 2026	May 1, 2026	-3	Firm change	Ibd to wirehouse
I•• A•••••••• I•••	C••••••••• F•••••••• N••••••	Nov 2, 2021	Nov 1, 2021

Relationships

Registered with (7)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Nov 1, 2021 to May 4, 2026factForm ADV
→ I•• A•••••••• I•••Registered adviserregistration: previous registration
Jun 12, 2017 to Nov 2, 2021factForm ADV
→ L••••• F•••••••• I••

Dated events

Occurred
May 4, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37a8ea0c-655f-7696-707b-df5651c29211
First observed: Jun 3, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.