DFX Intelligence

H•••••••• F•••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H•••••••• F•••••••• M••••••••• L••

H•••••••• F•••••••• M•••••••••, L.L.C., CRD 131236

PORTAGE, MI

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Search this name across graphsid dfx:ria:37aa70b1-8eef-a85a-94b5-19292ddcbab9

Data as of Jan 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2012 to Jan 23, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $220M••• Locked
Discretionary RAUM: $220M
Private client RAUM: $217Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $110Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••• D••• H••••••••	n/a	PORTAGE, MI	16	25	n/a	no
J••••••• G•••••• H••••••••	n/a	PORTAGE, MI	2	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••••• K••••• D•••	PRESIDENT, CHIEF COMPLIANCE OFFICER, AND TRUSTEE OF T•• K•••• A•• L•••• H•••••••• R•••••••• T••••	Na	yes	04/2004	Mar 29, 2012	Apr 18, 2024
H••••••••• L••••• L••	VP, SECTY, TREASURER AND TRUSTEE OF T•• K•••• A•• L•••• H•••••••• R•••••••• T••••	Na	yes	04/2004	Mar 29, 2012

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$220M	$191M	15.2%	$140M	16.3%	3	3	0	0

Relationships

Registered with (2)

← J••••••• G•••••• H••••••••Advisorregistration: current employment
Mar 15, 2024 to presentfactForm ADV
← K•••• D••• H••••••••Advisorregistration: current employment
May 21, 2010 to presentfactForm ADV

Controls (3)

← H••••••••• K••••• D•••OwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, AND TRUSTEE OF T•• K•••• A•• L•••• H•••••••• R•••••••• T••••, ownership code NA, individual
Mar 29, 2012 to Apr 18, 2024factForm ADV

Dated events

Occurred
Feb 1, 2018
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37aa70b1-8eef-a85a-94b5-19292ddcbab9
First observed: Mar 29, 2012
Last observed: Jan 23, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.