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Advisor at CAPSTONE RIA
Sumas, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPSTONE RIA | Independent wealth | Feb 26, 2025 | n/a | yes | Sumas, WA | Current employment |
| CAPSTONE WEALTH ADVISORS, LLC | Independent wealth | Nov 6, 2019 | Jul 29, 2025 | no | SALEM, OR | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 2, 2019 | Oct 21, 2019 | no | BELLINGHAM, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPSTONE WEALTH ADVISORS, LLC | CAPSTONE RIA | Jul 29, 2025 | Feb 26, 2025 | -153 | Firm change after gap | RIA to new firm |
| LPL FINANCIAL LLC | CAPSTONE WEALTH ADVISORS, LLC | Oct 21, 2019 | Nov 6, 2019 | 16 | Firm change | Ibd to RIA |