DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FIRST SECURITY FUND ADVISERS, INC.

CRD 179538

LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37b49b11-9f51-e6a4-886b-40db0ea01c5e

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2015 to Mar 29, 2018
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $15.1MItem 5.F on the latest filing (2018-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-96186
CRD: 179538
Filings on the tape: 16
First filed: Apr 17, 2015
Latest filed: Mar 29, 2018
Organised: Corporation, Arkansas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FIRST SECURITY BANCORP	Owner	E	yes	12/2014	Apr 21, 2015	Mar 29, 2018
RUTLEDGE, JOHN, REYNOLDS	Shareholder	E	yes	06/1977	Apr 17, 2015	Mar 29, 2018
RUTLEDGE, JOHN, REYNOLDS	CHAIRMAN FIRST SECURITY BANCORP	Na	yes	12/2014	Apr 17, 2015	Mar 29, 2018
BUMPERS, JOSEPH, PARROTT	CHIEF FINANCIAL OFFICER	Na	no	12/2014	Apr 17, 2015	Mar 29, 2018
WINTON, DONALD, RAY	CHIEF COMPLIANCE OFFICER	Na	no	12/2014	Apr 17, 2015	Mar 29, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CREWS & ASSOCIATES, INC.	n/a	Bd affiliated wealth	$181M	N	yes	n/a
FIRST SECURITY BANCORP	n/a	n/a	n/a	Y	yes	n/a
FIRST SECURITY BANK	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$15.1M	$0	5	2	0	n/a	n/a
2016	Mar 10, 2017	$14.8M	$0	5	2	n/a	n/a	n/a
2015	Jan 26, 2016	$3.5M	$0	5	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$15.1M	$14.8M	2.2%	n/a	n/a	5	5	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CREWS & ASSOCIATES, INC.	2	Dec 20, 2018	Jan 13, 2025	LITTLE ROCK, AR	Team lift out	Other	100.0%

Relationships

Affiliated with (1)

→ CREWS & ASSOCIATES, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV

Owns (2)

← BUMPERS, JOSEPH, PARROTTOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Apr 17, 2015 to presentfactForm ADV
← WINTON, DONALD, RAYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 17, 2015 to presentfactForm ADV

Controls (2)

← RUTLEDGE, JOHN, REYNOLDSOwnerSHAREHOLDER, ownership code E, individual
Apr 17, 2015 to presentfactForm ADV
← FIRST SECURITY BANCORPOwnerOWNER, ownership code E, domestic entity
Apr 21, 2015 to presentfactForm ADV

Moved with (1)

→ CREWS & ASSOCIATES, INC.Registered adviser2 advisors, team lift out, same day
Dec 20, 2018 to Jan 13, 2025factForm ADV

Registered with (2)

← JAMES STEPHEN JONESAdvisorregistration: previous registration
Dec 14, 2015 to Dec 20, 2018factForm ADV
← DONALD RAY WINTONAdvisorregistration: previous registration
May 6, 2016 to Dec 20, 2018factForm ADV

Dated events

Occurred
Apr 17, 2015
First Form ADV filing
First Security Fund Advisers, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37b49b11-9f51-e6a4-886b-40db0ea01c5e
First observed: Apr 17, 2015
Last observed: Mar 29, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST SECURITY FUND ADVISERS, INC.

CRD 179538

LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37b49b11-9f51-e6a4-886b-40db0ea01c5e

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:11 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FIRST SECURITY BANCORP

Owner

yes

12/2014

Apr 21, 2015

Mar 29, 2018

RUTLEDGE, JOHN, REYNOLDS

Shareholder

yes

06/1977

Apr 17, 2015

Mar 29, 2018

RUTLEDGE, JOHN, REYNOLDS

CHAIRMAN FIRST SECURITY BANCORP

yes

12/2014

Apr 17, 2015

Mar 29, 2018

BUMPERS, JOSEPH, PARROTT

CHIEF FINANCIAL OFFICER

12/2014

Apr 17, 2015

Mar 29, 2018

WINTON, DONALD, RAY

CHIEF COMPLIANCE OFFICER

12/2014

Apr 17, 2015

Mar 29, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CREWS & ASSOCIATES, INC.

n/a

Bd affiliated wealth

$181M

yes

n/a

FIRST SECURITY BANCORP

n/a

yes

n/a

FIRST SECURITY BANK

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$15.1M

n/a

2016

Mar 10, 2017

$14.8M

n/a

2015

Jan 26, 2016

$3.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$15.1M

$14.8M

2.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CREWS & ASSOCIATES, INC.

Dec 20, 2018

Jan 13, 2025

LITTLE ROCK, AR

Team lift out

Other

100.0%