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R••••• J••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

R••••• J••• G••••••••

Advisor at F••••• W••••• A••••••• G••••• L••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:37b63d0c-550e-1893-30d7-e0ec7e3cca21

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• W••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• W••••• A••••••• G••••• L••	Independent wealth	Mar 29, 2004	n/a	yes	CINCINNATI, OH	Current employment
O•••• F•• I•••	Former SEC adviser	Jan 1, 2000	Apr 5, 2004	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	F••••• W••••• A••••••• G••••• L••	Apr 5, 2004	Mar 29, 2004	-7	Firm change	Other

Relationships

Registered with (2)

→ F••••• W••••• A••••••• G••••• L••Registered adviserregistration: current employment
Mar 29, 2004 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 1, 2000 to Apr 5, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37b63d0c-550e-1893-30d7-e0ec7e3cca21
First observed: Jan 1, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.