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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

PAUL GLOBAL ADVISORS LLC

CRD 310671

SYOSSET, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37b8032e-9cfe-a7fd-cd5f-cd7fd418a258

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 7
On other graphs: 0
Observed: Sep 2, 2020 to Mar 31, 2021
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-119580
CRD: 310671
Filings on the tape: 3
First filed: Sep 2, 2020
Latest filed: Mar 31, 2021
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CB CLOCKWORK MIDCO LLC	Member	E	yes	09/2020	Jan 22, 2021	Mar 31, 2021
CB CLOCKWORK PARENT LLC	Member	E	yes	09/2020	Jan 22, 2021	Mar 31, 2021
CHARLESBANK CAPITAL PARTNERS GP, LLC	Manager	F	yes	09/2020	Jan 22, 2021	Mar 31, 2021
CHARLESBANK CAPITAL PARTNERS LIMITED PARTNERSHIP	Member	E	yes	09/2020	Jan 22, 2021	Mar 31, 2021
CHARLESBANK CAPITAL PARTNERS, LLC	Member	E	yes	09/2020	Jan 22, 2021	Mar 31, 2021
CHARLESBANK EQUITY FUND IX GP, LIMITED PARTNERSHIP	GENERAL PARTNER	F	yes	09/2020	Jan 22, 2021	Mar 31, 2021
CHARLESBANK EQUITY FUND IX GP, LLC	Member	E	yes	09/2020	Jan 22, 2021	Mar 31, 2021
CHARLESBANK EQUITY FUND IX, LIMITED PARTNERSHIP	MEMBER/CLASS A	E	yes	09/2020	Jan 22, 2021	Mar 31, 2021
CHOE, MICHAEL, WOOSUNG	Manager	F	yes	09/2020	Jan 22, 2021	Mar 31, 2021
CHOE, MICHAEL, WOOSUNG	ELECTED MANAGER	F	yes	09/2020	Jan 22, 2021	Mar 31, 2021
EKNOIAN, RICHARD, THOMAS	CHIEF EXECUTIVE OFFICER AND DIRECTOR	Na	yes	09/2020	Jan 22, 2021	Mar 31, 2021
EKNOIAN, RICHARD, THOMAS	Manager	F	yes	09/2020	Jan 22, 2021	Mar 31, 2021
FONSECA, TROY, Savio	EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	yes	08/2020	Sep 2, 2020	Mar 31, 2021
KATZ, DAVID, L	Manager	F	yes	04/2020	Jan 22, 2021	Mar 31, 2021
KLEVENS, JOSHUA, AARON	Manager	F	yes	09/2020	Jan 22, 2021	Mar 31, 2021
NISBET, PHILIP, ALEXANDER	Manager	F	yes	09/2020	Jan 22, 2021	Mar 31, 2021
NISBET, PHILIP, ALEXANDER	CHIEF OPERATIONS OFFICER AND DIRECTOR	Na	yes	09/2020	Jan 22, 2021	Mar 31, 2021
PAUL, MANOJ, KUMAR	President	Na	yes	08/2020	Sep 2, 2020	Mar 31, 2021
Sheffer, David	Manager	F	yes	09/2020	Jan 22, 2021	Mar 31, 2021
WIA HOLDINGS, LLC	DIRECT OWNER OF PAUL GLOBAL ADVISORS LLC	E	yes	09/2020	Jan 22, 2021	Mar 31, 2021
WORLD ASSOCIATES HOLDINGS, LLC	Member	E	yes	09/2020	Jan 22, 2021	Mar 31, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WORLD INSURANCE ASSOCIATES, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	n/a	n/a	4	3	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	n/a	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Relationships

Controls (18)

← CHARLESBANK CAPITAL PARTNERS, LLCOwnerMEMBER, ownership code E, domestic entity
Jan 22, 2021 to presentfactForm ADV
← NISBET, PHILIP, ALEXANDEROwnerMANAGER, ownership code F, individual
Jan 22, 2021 to presentfactForm ADV
← PAUL, MANOJ, KUMAROwnerPRESIDENT, ownership code NA, individual
Sep 2, 2020 to presentfactForm ADV
← EKNOIAN, RICHARD, THOMASOwnerMANAGER, ownership code F, individual
Jan 22, 2021 to presentfactForm ADV
← KATZ, DAVID, LOwnerMANAGER, ownership code F, individual
Jan 22, 2021 to presentfactForm ADV
← CHOE, MICHAEL, WOOSUNGOwnerMANAGER, ownership code F, individual
Jan 22, 2021 to presentfactForm ADV
← KLEVENS, JOSHUA, AARONOwnerMANAGER, ownership code F, individual
Jan 22, 2021 to presentfactForm ADV
← FONSECA, TROY, SavioOwnerEXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 2, 2020 to presentfactForm ADV
← Sheffer, DavidOwnerMANAGER, ownership code F, individual
Jan 22, 2021 to presentfactForm ADV
← CB CLOCKWORK MIDCO LLCOwnerMEMBER, ownership code E, domestic entity
Jan 22, 2021 to presentfactForm ADV
← CB CLOCKWORK PARENT LLCOwnerMEMBER, ownership code E, domestic entity
Jan 22, 2021 to presentfactForm ADV
← CHARLESBANK CAPITAL PARTNERS GP, LLCOwnerMANAGER, ownership code F, domestic entity
Jan 22, 2021 to presentfactForm ADV
← CHARLESBANK CAPITAL PARTNERS LIMITED PARTNERSHIPOwnerMEMBER, ownership code E, domestic entity
Jan 22, 2021 to presentfactForm ADV
← CHARLESBANK EQUITY FUND IX GP, LIMITED PARTNERSHIPOwnerGENERAL PARTNER, ownership code F, domestic entity
Jan 22, 2021 to presentfactForm ADV
← CHARLESBANK EQUITY FUND IX GP, LLCOwnerMEMBER, ownership code E, domestic entity
Jan 22, 2021 to presentfactForm ADV
← CHARLESBANK EQUITY FUND IX, LIMITED PARTNERSHIPOwnerMEMBER/CLASS A, ownership code E, domestic entity
Jan 22, 2021 to presentfactForm ADV
← WIA HOLDINGS, LLCOwnerDIRECT OWNER OF PAUL GLOBAL ADVISORS LLC, ownership code E, domestic entity
Jan 22, 2021 to presentfactForm ADV
← WORLD ASSOCIATES HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Jan 22, 2021 to presentfactForm ADV

Dated events

Occurred
Jan 22, 2021
Control person joined
Alexander Philip Nisbet (Chief Operations Officer And Director) appeared on Schedule A of Paul Global Advisors Llc
Form ADVobserved 3 days ago
Occurred
Jan 22, 2021
Control person joined
Thomas Richard Eknoian (Chief Executive Officer And Director) appeared on Schedule A of Paul Global Advisors Llc
Form ADVobserved 3 days ago
Occurred
Jan 22, 2021
Control person joined
Woosung Michael Choe (Manager) appeared on Schedule A of Paul Global Advisors Llc
Form ADVobserved 3 days ago
Occurred
Jan 22, 2021
Control person joined
L David Katz (Manager) appeared on Schedule A of Paul Global Advisors Llc
Form ADVobserved 3 days ago
Occurred
Jan 22, 2021
Control person joined
Aaron Joshua Klevens (Manager) appeared on Schedule A of Paul Global Advisors Llc
Form ADVobserved 3 days ago
Occurred
Jan 22, 2021
Control person joined
David Sheffer (Manager) appeared on Schedule A of Paul Global Advisors Llc
Form ADVobserved 3 days ago
Occurred
Sep 2, 2020
First Form ADV filing
Paul Global Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37b8032e-9cfe-a7fd-cd5f-cd7fd418a258
First observed: Sep 2, 2020
Last observed: Mar 31, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PAUL GLOBAL ADVISORS LLC

CRD 310671

SYOSSET, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37b8032e-9cfe-a7fd-cd5f-cd7fd418a258

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CB CLOCKWORK MIDCO LLC

Member

yes

09/2020

Jan 22, 2021

Mar 31, 2021

CB CLOCKWORK PARENT LLC

Member

yes

09/2020

Jan 22, 2021

Mar 31, 2021

CHARLESBANK CAPITAL PARTNERS GP, LLC

Manager

yes

09/2020

Jan 22, 2021

Mar 31, 2021

CHARLESBANK CAPITAL PARTNERS LIMITED PARTNERSHIP

Member

yes

09/2020

Jan 22, 2021

Mar 31, 2021

CHARLESBANK CAPITAL PARTNERS, LLC

Member

yes

09/2020

Jan 22, 2021

Mar 31, 2021

CHARLESBANK EQUITY FUND IX GP, LIMITED PARTNERSHIP

GENERAL PARTNER

yes

09/2020

Jan 22, 2021

Mar 31, 2021

CHARLESBANK EQUITY FUND IX GP, LLC

Member

yes

09/2020

Jan 22, 2021

Mar 31, 2021

CHARLESBANK EQUITY FUND IX, LIMITED PARTNERSHIP

MEMBER/CLASS A

yes

09/2020

Jan 22, 2021

Mar 31, 2021

CHOE, MICHAEL, WOOSUNG

Manager

yes

09/2020

Jan 22, 2021

Mar 31, 2021

CHOE, MICHAEL, WOOSUNG

ELECTED MANAGER

yes

09/2020

Jan 22, 2021

Mar 31, 2021

EKNOIAN, RICHARD, THOMAS

CHIEF EXECUTIVE OFFICER AND DIRECTOR

yes

09/2020

Jan 22, 2021

Mar 31, 2021

EKNOIAN, RICHARD, THOMAS

Manager

yes

09/2020

Jan 22, 2021

Mar 31, 2021

FONSECA, TROY, Savio

EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

08/2020

Sep 2, 2020

Mar 31, 2021

KATZ, DAVID, L

Manager

yes

04/2020

Jan 22, 2021

Mar 31, 2021

KLEVENS, JOSHUA, AARON

Manager

yes

09/2020

Jan 22, 2021

Mar 31, 2021

NISBET, PHILIP, ALEXANDER

Manager

yes

09/2020

Jan 22, 2021

Mar 31, 2021

NISBET, PHILIP, ALEXANDER

CHIEF OPERATIONS OFFICER AND DIRECTOR

yes

09/2020

Jan 22, 2021

Mar 31, 2021

PAUL, MANOJ, KUMAR

President

yes

08/2020

Sep 2, 2020

Mar 31, 2021

Sheffer, David

Manager

yes

09/2020

Jan 22, 2021

Mar 31, 2021

WIA HOLDINGS, LLC

DIRECT OWNER OF PAUL GLOBAL ADVISORS LLC

yes

09/2020

Jan 22, 2021

Mar 31, 2021

WORLD ASSOCIATES HOLDINGS, LLC

Member

yes

09/2020

Jan 22, 2021

Mar 31, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WORLD INSURANCE ASSOCIATES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

n/a