DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 300230
LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Clay McKinney | n/a | LITTLE ROCK, AR | 7 | 12 | 1 | no |
| Matthew Jacob Dawson | n/a | LITTLE ROCK, AR | 2 | 12 | n/a | no |
| Walter Clifford Allen Weaver | n/a | LITTLE ROCK, AR | 1 | 10 | n/a | no |
| ANN KATHERINE LEDYARD | n/a | Little Rock, AR | LITTLE ROCK, AR | 1 | 40 | 5 | no |
| Jonathan Morgan Ricketts | n/a | LITTLE ROCK, AR | 1 | 10 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HATCHER, GREG, LAYNE | President | E | yes | 03/2015 | Dec 26, 2018 | Jun 20, 2019 |
| MCKINNEY, CLAY | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2019 | Dec 26, 2018 | Jun 20, 2019 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $127M | $38.3M | 6 | 4 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $127M | n/a | n/a | n/a | n/a | 6 | n/a | 0 | n/a |