DFX Intelligence

R•••• E••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

R•••• E••••• K••••

Advisor at V•••••••• H•••••••• L••

KNOXVILLE, TN

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Search this name across graphsid dfx:ria:37ba5d4e-8607-0387-347d-64a36ac2585a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••••• H•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••••• H•••••••• L••	Independent wealth	Sep 10, 2009	n/a	yes	KNOXVILLE, TN	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Mar 22, 2007	Aug 31, 2009	no	KNOXVILLE, TN\|MARYVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	V•••••••• H•••••••• L••	Aug 31, 2009	Sep 10, 2009	10	Firm change	Other
S••••••• I••••••••• S•••••••• I•••	C••••••••• F•••••••• N••••••	Mar 27, 2007	Mar 22, 2007

Relationships

Registered with (3)

→ V•••••••• H•••••••• L••Registered adviserregistration: current employment
Sep 10, 2009 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Mar 22, 2007 to Aug 31, 2009factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 10, 2002 to Mar 27, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37ba5d4e-8607-0387-347d-64a36ac2585a
First observed: Jul 10, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.