DFX Intelligence
Reading the graph
Reading the graph
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Advisor at U•• F•••••••• S••••••• I•••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | Wirehouse | Mar 20, 2026 | n/a | yes | LOS ANGELES, CA | Current employment |
| A••••• W••••• M••••••••• L•• | Former SEC adviser | Feb 7, 2020 | May 29, 2020 | no | WALTHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••• W••••• M••••••••• L•• | U•• F•••••••• S••••••• I••• | May 29, 2020 | Mar 20, 2026 | 2,121 | Firm change after gap | RIA to wirehouse |