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B•••• D•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

B•••• D•••• S••••

Advisor at H••••••• C••••••

Clifton Park, NY | MT. PLEASANT, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37bbbb12-f1d8-8d40-7a1a-7d30313057f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 14, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• C••••••	Independent wealth	Dec 17, 2024	n/a	yes	MT. PLEASANT, SC\|Clifton Park, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 14, 2023	May 7, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	H••••••• C••••••	May 7, 2026	Dec 17, 2024	-506	Firm change after gap	Other
M••••••• F•••••••• G••••• I•••	L•• F•••••••• L••	Dec 18, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
16164:122320:SC:2016-05-11	May 11, 2016	Feb 9, 2017	MOUNT PLEASANT, SC	Firm change

Relationships

Registered with (4)

→ H••••••• C••••••Registered adviserregistration: current employment
Dec 17, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 14, 2023 to May 7, 2026factForm ADV
→ M••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 9, 2017 to Dec 18, 2024factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

Occurred
May 7, 2026
Advisor changed firm
B•••• D•••• S•••• left L•• F•••••••• L•• for H••••••• C•••••• (registered 2024-12-17)
Form ADVobserved 7 days ago
Occurred
Dec 18, 2024
Advisor changed firm
B•••• D•••• S•••• left M••••••• F•••••••• G••••• I••• for L•• F•••••••• L•• (registered 2023-03-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37bbbb12-f1d8-8d40-7a1a-7d30313057f6
First observed: Jun 1, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.