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P•••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P•••••••• C••••••• L••

CRD 153450

LARKSPUR, CA

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Search this name across graphsid dfx:ria:37bd4705-f617-8dce-ab8b-8a7988f7e418

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: May 22, 2024 to Mar 18, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $300MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $300M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••••• P•••••••• L•••	Hedge Fund	$200M	Dec 10, 2024	74	Dec 17, 2020	reported	021-104764
P•••••••• Q•••••••• P•••••••• L•	Hedge Fund	$14.3M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••• B••••••• L•••••	Trustee	F	yes	02/2013	May 22, 2024	Dec 10, 2024
H••••• W••••••• R•••••	Trustee	F	yes	02/2013	May 22, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$300M	$238M	26.1%	n/a	n/a	5	5	0	0

Relationships

Advises (4)

→ P•••••••• Q•••••••• P•••••••• L•Private fundHedge Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ P•••••••• O•••••••• L•••Private fundHedge Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ P•••••••• P•••••••• L•••Private fundHedge Fund, IA
Dec 17, 2020 to presentfactForm ADV
→ W•• P•••••••• H•••••••• L•••Private fund

Dated events

Occurred
May 22, 2024
First Form ADV filing
P•••••••• C••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37bd4705-f617-8dce-ab8b-8a7988f7e418
First observed: May 22, 2024
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.