DFX Intelligence

H•••• C••••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

H•••• C••••••••• P•••••

Advisor at W••••••••• I••••••••• I•••

Arvada, CO | ALEXANDRIA, VA

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Search this name across graphsid dfx:ria:37bec9e8-3780-7c2f-54dd-14936f3725a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 8, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• I••••••••• I•••	Independent wealth	Jan 13, 2026	n/a	yes	ALEXANDRIA, VA\|Arvada, CO	Current employment
W••••••••• I••••••••• I•••	Independent wealth	Jun 14, 2012	Dec 31, 2025	no	ALEXANDRIA, VA\|Arvada, CO\|Arvada, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• A•••• M••••••••• I••	W••••••••• I••••••••• I•••	Jun 14, 2012	Jun 14, 2012	0	Firm change	Other

Relationships

Registered with (2)

→ W••••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jun 14, 2012 to Dec 31, 2025factForm ADV
→ A•••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Oct 10, 2011 to Jun 14, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37bec9e8-3780-7c2f-54dd-14936f3725a6
First observed: Oct 10, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.