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Advisor at CURI CAPITAL, LLC
Oakbrook Terrace, IL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CURI CAPITAL, LLC | Independent wealth | Aug 30, 2010 | n/a | yes | CHICAGO, IL|Oakbrook Terrace, IL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 2, 2006 | Jun 18, 2010 | no | CHICAGO, IL | Previous registration |
| GUGGENHEIM INVESTMENTS | Asset manager | Jan 10, 2005 | Jun 1, 2005 | no | LISLE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | CURI CAPITAL, LLC | Jun 18, 2010 | Aug 30, 2010 | 73 | Firm change | Other |
| GUGGENHEIM INVESTMENTS | UBS FINANCIAL SERVICES INC. | Jun 1, 2005 | Feb 2, 2006 | 246 | Firm change | Other |