DFX Intelligence

G• S•••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

G• S•••••• K••••••

Advisor at A••••••• A•••••• L••

SAN FRANCISCO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A•••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: May 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A•••••• L••	No RAUM reported	Jan 1, 2026	n/a	yes	SAN FRANCISCO, CA	Current employment
B•• H••••• F•••••••• A•••••••• I••	Former SEC adviser	Dec 16, 2005	Apr 28, 2006	no	SAN FRANCISCO, CA\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• H••••• F•••••••• A•••••••• I••	A••••••• A•••••• L••	Apr 28, 2006	Jan 1, 2026	7,188	Firm change after gap	Other
E•••••• C•••••• M••••••••• L••	B•• H••••• F•••••••• A•••••••• I••	Dec 31, 2005	Dec 16, 2005

Relationships

Registered with (3)

→ A••••••• A•••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ B•• H••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Dec 16, 2005 to Apr 28, 2006factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 4, 2002 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 4, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.