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Advisor at STONEX ADVISORS INC.
BIRMINGHAM, AL | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | Bd affiliated wealth | Jul 1, 2016 | n/a | yes | NEW ORLEANS, LA|BIRMINGHAM, AL | Current employment |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Sep 28, 2006 | Jul 5, 2016 | no | NEW ORLEANS, LA|NEW ORLEANS, LA | Previous registration |
| STERNE, AGEE & LEACH, INC. | n/a | Jul 31, 2006 | Sep 28, 2006 | no | NEW ORLEANS, LA|NEW ORLEANS, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE ASSET MANAGEMENT, INC. | STONEX ADVISORS INC. | Jul 5, 2016 | Jul 1, 2016 | -4 | Firm change | Other |
| STERNE, AGEE & LEACH, INC. | STERNE AGEE ASSET MANAGEMENT, INC. | Sep 28, 2006 | Sep 28, 2006 | 0 | Firm change | Other |