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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

GENROCK CAPITAL MANAGEMENT, LP

CRD 290265

PALM BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37e1976f-1ea7-07a7-bd5a-8d24c063f7df

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 3
Observed: Jun 28, 2019 to Mar 25, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Genrock Capital Management, LP

Venture manager · shared crd

Independent Sponsorsidentity

Genrock Capital Management, LP

Capital provider to sponsors · shared crd

Private Equityidentity

Genrock Capital Management, LP

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $258MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $258M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
SEC number: 801-117084
CRD: 290265
Filings on the tape: 11
First filed: Jun 28, 2019
Latest filed: Mar 25, 2026
Organised: Limited Partnership, DE
Website: genrock.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GENROCK INVESTMENT FUND I, LP	Private Equity Fund	$170M	Aug 22, 2024	16	Oct 3, 2017	reported	021-290739
GENROCK INVESTMENT FUND II, LP	Private Equity Fund	$82.4M	Aug 22, 2024	7	Mar 30, 2022	reported	021-431025

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AILEY, MATTHEW, RONALD	MANAGING MEMBER	E	yes	04/2017	Jun 28, 2019	Aug 22, 2024
AILEY, MATTHEW, RONALD	MANAGING MEMBER OF THE GENERAL PARTNER/CEO/CIO	E	yes	04/2017	Jun 28, 2019	Aug 22, 2024
GENROCK CAPITAL MANAGEMENT GP, LLC	GENERAL PARTNER	Na	yes	04/2017	Jun 28, 2019	Aug 22, 2024
SALE, NICHOLAS, STERLING ARTHUR	CCO/FUND CONTROLLER	Na	no	03/2024	Mar 28, 2024	Aug 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GENROCK INVESTMENT FUND I GP, LLC	n/a	n/a	n/a	N	yes	n/a
GENROCK INVESTMENT FUND II GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 25, 2026	$258M	$258M	4	3	2	n/a
2024	Mar 24, 2025	$248M	$248M	5	3	2	n/a
2023	Mar 28, 2024	$308M	$308M	5	3	2	$252M
2022	Mar 28, 2023	$305M	$305M	4	2	2	$296M
2021	Mar 30, 2022	$206M	$206M	4	2	2	$197M
2020	Mar 29, 2021	$183M	$183M	3	2	1	$176M
2019	Mar 27, 2020	$176M	$176M	1	1	1	$176M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$258M	$248M	4.0%	$305M	-5.4%	4	5	0	0

Relationships

Advises (2)

→ GENROCK INVESTMENT FUND I, LPPrivate fundPrivate Equity Fund, IA
Oct 3, 2017 to presentfactForm ADV
→ GENROCK INVESTMENT FUND II, LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2022 to presentfactForm ADV

Controls (2)

← AILEY, MATTHEW, RONALDOwnerMANAGING MEMBER, ownership code E, individual
Jun 28, 2019 to Aug 22, 2024factForm ADV
← GENROCK CAPITAL MANAGEMENT GP, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Jun 28, 2019 to Aug 22, 2024factForm ADV

Owns (1)

← SALE, NICHOLAS, STERLING ARTHUROwnerCCO/FUND CONTROLLER, ownership code NA, individual
Mar 28, 2024 to Aug 22, 2024factForm ADV

Dated events

Occurred
Mar 27, 2020
Control person left
Lynn Danielle Siciliano (Chief Compliance Officer) no longer on Schedule A of Genrock Capital Management, Lp (listed 2019-08-02, absent 2020-03-27)
Form ADVobserved 3 days ago
Occurred
Jun 28, 2019
First Form ADV filing
Genrock Capital Management, Lp filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37e1976f-1ea7-07a7-bd5a-8d24c063f7df
First observed: Jun 28, 2019
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GENROCK CAPITAL MANAGEMENT, LP

CRD 290265

PALM BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37e1976f-1ea7-07a7-bd5a-8d24c063f7df

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GENROCK INVESTMENT FUND I, LP

Private Equity Fund

$170M

Aug 22, 2024

Oct 3, 2017

reported

021-290739

GENROCK INVESTMENT FUND II, LP

Private Equity Fund

$82.4M

Aug 22, 2024

Mar 30, 2022

reported

021-431025

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AILEY, MATTHEW, RONALD

MANAGING MEMBER

yes

04/2017

Jun 28, 2019

Aug 22, 2024

AILEY, MATTHEW, RONALD

MANAGING MEMBER OF THE GENERAL PARTNER/CEO/CIO

yes

04/2017

Jun 28, 2019

Aug 22, 2024

GENROCK CAPITAL MANAGEMENT GP, LLC

GENERAL PARTNER

yes

04/2017

Jun 28, 2019

Aug 22, 2024

SALE, NICHOLAS, STERLING ARTHUR

CCO/FUND CONTROLLER

03/2024

Mar 28, 2024

Aug 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GENROCK INVESTMENT FUND I GP, LLC

n/a

yes

n/a

GENROCK INVESTMENT FUND II GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$258M

n/a

2024

Mar 24, 2025

$248M

n/a

2023

Mar 28, 2024

$308M

$252M

2022

Mar 28, 2023

$305M

$296M

2021

Mar 30, 2022

$206M

$197M

2020

Mar 29, 2021

$183M

$176M

2019

Mar 27, 2020

$176M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$258M

$248M

4.0%

$305M

-5.4%