DFX Intelligence

B•••• S•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

B•••• S•••• S•••••••

Advisor at O•••••• C••••••• I•••

Maitland, FL | ST. LOUIS PARK, MN

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Search this name across graphsid dfx:ria:37e332a1-d929-57f7-6c7a-5e8763ed6b22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 5, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• C••••••• I•••	Independent wealth	Sep 4, 2026	n/a	yes	Maitland, FL\|ST. LOUIS PARK, MN	Current employment
T•• A•••••••• I•••	Bd affiliated wealth	Feb 11, 2016	Aug 17, 2026	no	ORLANDO, FL\|SUMMIT, NJ\|Maitland, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• I•••	O•••••• C••••••• I•••	Aug 17, 2026	Sep 4, 2026	18	Firm change	Ibd to RIA
Q•••••• A•••• M••••••••• I•••	T•• A•••••••• I•••	Dec 18, 2015	Feb 11, 2016

Relationships

Registered with (3)

→ O•••••• C••••••• I•••Registered adviserregistration: current employment
Sep 4, 2026 to presentfactForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Feb 11, 2016 to Aug 17, 2026factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2010 to Dec 18, 2015factForm ADV

Dated events

Occurred
Aug 17, 2026
Advisor changed firm
B•••• S•••• S••••••• left T•• A•••••••• I••• for O•••••• C••••••• I••• (registered 2026-09-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37e332a1-d929-57f7-6c7a-5e8763ed6b22
First observed: Jan 6, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.