DFX Intelligence

J•••••• D••• Z••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

J•••••• D••• Z••••••

Advisor at P•••••••• W••••• A•••••••• I•••

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:37ecc728-c466-a3ca-4166-e1551e331568

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• W••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 18, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• W••••• A•••••••• I•••	Independent wealth	May 4, 2009	n/a	yes	SALT LAKE CITY, UT	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Aug 15, 2006	Apr 22, 2009	no	Cottonwood Heights, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	P•••••••• W••••• A•••••••• I•••	Apr 22, 2009	May 4, 2009	12	Firm change	Other

Relationships

Registered with (2)

→ P•••••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
May 4, 2009 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Aug 15, 2006 to Apr 22, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37ecc728-c466-a3ca-4166-e1551e331568
First observed: Aug 15, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.