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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

STEVEN BRIEN PINEDO

Advisor at PINEDO FINANCIAL SERVICES

Roseville, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PINEDO FINANCIAL SERVICES
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 12, 2003
First registration: Jul 14, 2003
Dual registered: yes, broker-dealer
Other names: STEVEN B. PINEDO|STEVEN PINEDO|STEVEN B. PINEDO
IAPD individual key: 4588673

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PINEDO FINANCIAL SERVICES	State registered	Apr 24, 2009	n/a	yes	Roseville, CA	Current employment
ABDALLAH FINANCIAL SERVICES	n/a	Jan 15, 2009	Dec 31, 2010	no	MODESTO, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 12, 2008	Dec 18, 2008	no	MODESTO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 15, 2008	Nov 10, 2008	no	MODESTO, CA\|FORT MILL, SC\|MODESTO, CA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jun 20, 2007	Jan 22, 2008	no	WALNUT CREEK, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 14, 2003	Jul 16, 2007	no	ROSEVILLE, CA\|GRANITE BAY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ABDALLAH FINANCIAL SERVICES	PINEDO FINANCIAL SERVICES	Dec 31, 2010	Apr 24, 2009	-616	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	ABDALLAH FINANCIAL SERVICES	Dec 18, 2008	Jan 15, 2009	28	Firm change	Other
LPL FINANCIAL LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Nov 10, 2008	Nov 12, 2008	2	Firm change	Other
SAGEPOINT FINANCIAL, INC.	LPL FINANCIAL LLC	Jan 22, 2008	Jan 15, 2008	-7	Firm change	Other
LPL FINANCIAL LLC	SAGEPOINT FINANCIAL, INC.	Jul 16, 2007	Jun 20, 2007	-26	Firm change	Other

Relationships

Registered with (5)

→ PINEDO FINANCIAL SERVICESRegistered adviserregistration: current employment
Apr 24, 2009 to presentfactForm ADV
→ ABDALLAH FINANCIAL SERVICESRegistered adviserregistration: previous registration
Jan 15, 2009 to Dec 31, 2010factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Nov 12, 2008 to Dec 18, 2008factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 15, 2008 to Nov 10, 2008factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jun 20, 2007 to Jan 22, 2008factForm ADV

Dated events

No dated event names this entity yet.