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Advisor at OSAIC WEALTH, INC.
DURHAM, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Mar 27, 2025 | n/a | yes | DURHAM, CT | Current employment |
| PEOPLE'S UNITED ADVISORS, INC. | Former SEC adviser | Aug 18, 2020 | Apr 19, 2022 | no | BOSTON, MA | Previous registration |
| SVB WEALTH | Independent wealth | Jul 31, 2017 | Jan 2, 2019 | no | BOSTON, MA | Previous registration |
| TD PRIVATE CLIENT WEALTH LLC | Bd affiliated wealth | Apr 16, 2013 | Jul 26, 2017 | no | NEW YORK, NY|BOSTON, MA|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PEOPLE'S UNITED ADVISORS, INC. | OSAIC WEALTH, INC. | Apr 19, 2022 | Mar 27, 2025 | 1,073 | Firm change after gap | RIA to ibd |
| SVB WEALTH | PEOPLE'S UNITED ADVISORS, INC. | Jan 2, 2019 | Aug 18, 2020 | 594 | Firm change after gap | RIA to RIA |
| TD PRIVATE CLIENT WEALTH LLC | SVB WEALTH | Jul 26, 2017 | Jul 31, 2017 | 5 | Firm change | Other |