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L•••••• R••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

L•••••• R••••• B••••••

Advisor at T•• R••• W••••• C••••••

New Haven, CT

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Search this name across graphsid dfx:ria:37f20fa6-efa4-8b1f-dc98-7a907c1bc38d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• R••• W••••• C••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• R••• W••••• C••••••	State registered	Jun 14, 2024	n/a	yes	New Haven, CT	Current employment
2••• W••••• P••••••• L••	n/a	Jan 27, 2020	Jul 1, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
2••• W••••• P••••••• L••	T•• R••• W••••• C••••••	Jul 1, 2024	Jun 14, 2024	-17	Firm change	Other
F•••••••• F••••••••• L••	2••• W••••• P••••••• L••	Apr 1, 2020

Relationships

Registered with (3)

→ T•• R••• W••••• C••••••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ 2••• W••••• P••••••• L••Registered adviserregistration: previous registration
Jan 27, 2020 to Jul 1, 2024factForm ADV
→ F•••••••• F••••••••• L••Registered adviserregistration: previous registration
Jul 29, 2008 to Apr 1, 2020factForm ADV

Dated events

Occurred
Jul 1, 2024
Advisor changed firm
L•••••• R••••• B•••••• left 2••• W••••• P••••••• L•• for T•• R••• W••••• C•••••• (registered 2024-06-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37f20fa6-efa4-8b1f-dc98-7a907c1bc38d
First observed: Jul 29, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.