DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•• W••••• M••••••••• L••
West Des Moines, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•• W••••• M••••••••• L•• | Bd affiliated wealth | Jul 23, 2026 | n/a | yes | West Des Moines, IA | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jan 23, 2009 | Mar 15, 2010 | no | LAVISTA, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | F•• W••••• M••••••••• L•• | Mar 15, 2010 | Jul 23, 2026 | 5,974 | Firm change after gap | Other |
| B••••• • Y•••• A•••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Jan 23, 2009 | Jan 23, 2009 |
| B••••• • Y•••• A•••••••• I••• | Former SEC adviser | Nov 19, 2007 | Jan 23, 2009 | no | FOLSOM, CA|SOUTH JORDAN, UT | Previous registration |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Apr 22, 2005 | Nov 18, 2005 | no | OREM, UT | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Mar 21, 2003 | Apr 21, 2005 | no | OREM, UT | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | B••••• • Y•••• A•••••••• I••• | Nov 18, 2005 | Nov 19, 2007 | 731 | Firm change after gap | Other |
| V••• F•••••••• A•••••••• I••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Apr 21, 2005 | Apr 22, 2005 | 1 | Firm change | Other |