This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.32 fund_share=0.0 institutional_share=0.49 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$1.4BItem 5.F on the latest filing (2026-08-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$681M

Private client RAUM

$440MderivedItem 5.D individuals plus high net worth individuals

Private client share

32%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$276Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

20

Advisory employees

7

Offices

0Schedule D 1.F, beyond the principal office

Accounts

115

High net worth clients

8

Custody, client assets

$927M

SEC number

801-131022

CRD

330112

Filings on the tape

8

First filed

Jul 30, 2024

Latest filed

Aug 26, 2026

Organised

Limited Liability Company, KS

Website

pandikc.com

• Occurred

  Mar 26, 2026
  Regulatory AUM changed

  Pandi, Llc reported RAUM $1.4B, down 32% from $2.0B (2025-05-22 to 2026-03-26)

  Form ADVobserved 4 days ago
  $-662M
• Occurred

  Jul 30, 2024
  First Form ADV filing

  Pandi, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:37f38de5-d043-7bd9-57cd-b59b3677e7eb

First observed

Jul 30, 2024

Last observed

Aug 26, 2026 24 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.