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Advisor at TCFG INVESTMENT ADVISORS, LLC
Irvine, CA | LAGUNA NIGUEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TCFG INVESTMENT ADVISORS, LLC | Independent wealth | Jan 2, 2020 | n/a | yes | Irvine, CA|LAGUNA NIGUEL, CA | Current employment |
| CROWN CAPITAL SECURITIES, L.P. | Former SEC adviser | Sep 13, 2013 | Apr 25, 2016 | no | IRVINE, CA|ORANGE, CA | Previous registration |
| DEMARS FINANCIAL GROUP LLC | Independent wealth | Apr 29, 2011 | Nov 12, 2012 | no | IRVINE, CA|SPOKANE VALLEY, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CROWN CAPITAL SECURITIES, L.P. | TCFG INVESTMENT ADVISORS, LLC | Apr 25, 2016 | Jan 2, 2020 | 1,347 | Firm change after gap | Other |
| DEMARS FINANCIAL GROUP LLC | CROWN CAPITAL SECURITIES, L.P. | Nov 12, 2012 | Sep 13, 2013 | 305 | Firm change | Other |