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Advisor at CREATIVEONE SECURITIES, LLC
LAWRENCE, KS | Overland Park, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVEONE SECURITIES, LLC | Bd affiliated wealth | Oct 5, 2011 | n/a | yes | LAWRENCE, KS|Overland Park, KS | Current employment |
| INVESTMENT ADVISORS CORP | Former SEC adviser | Mar 21, 2007 | Oct 3, 2011 | no | LAWRENCE, KS|LEAWOOD, KS|WEST DES MOINES, IA | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Feb 4, 2006 | Mar 1, 2007 | no | LAWRENCE, KS|LAWRENCE, KS|LAWRENCE, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT ADVISORS CORP | CREATIVEONE SECURITIES, LLC | Oct 3, 2011 | Oct 5, 2011 | 2 | Firm change | Other |
| SII INVESTMENTS, INC. | INVESTMENT ADVISORS CORP | Mar 1, 2007 | Mar 21, 2007 | 20 | Firm change | Other |