This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROSSBY FINANCIAL, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 13, 1983earliest registration or exam on IAPD

Years in industry

42derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

7

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Oct 13, 1983

First registration

Jan 10, 1994

Dual registered

no

Other names

FLO FLORIO|STEPHEN PAUL FLORIO|FLORIO PAUL STEPHEN

IAPD individual key

1186577

• Occurred

  Apr 26, 2023
  Advisor changed firm

  Stephen Paul Florio left Cambridge Investment Research Advisors, Inc. for Rossby Financial, Llc (registered 2024-04-29)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:38012e88-c3cb-dca1-967d-852565cf959f

First observed

Jan 10, 1994

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.