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CRD 132131
PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERIK BENJAMIN DALEY | Chartered Financial Analyst | PORTLAND, OR | 21 | 28 | 1 | no |
| SCOTT ALEXANDER CAMERON | Chartered Financial Analyst | PORTLAND, OR | 21 | 24 | 1 | no |
| BRIAN ANTHONY MONTANEZ | n/a | Orinda, CA | 19 | 27 | 2 | no |
| CARYN MARIA SANCHEZ | n/a | PORTLAND, OR | 18 | 24 | n/a | no |
| DAVID LESLIE WILLIAMS | Chartered Financial Analyst | Port Orchard, WA | PORTLAND, OR | 8 | 26 | n/a | no |
| Hailey Lynne Fields | n/a | PORTLAND, OR | 8 | 11 | n/a | no |
| GREGORY ROBERT JOHNSON | n/a | Centennial, CO | 6 | 27 | n/a | no |
| NELSON EUGENE RUTHERFORD | Certified Financial Planner|Personal Financial Specialist | Portland, OR | PORTLAND, OR | 5 | 55 | 2 | no |
| CHARLES FREDERICK WARREN | n/a | Gresham, OR | PORTLAND, OR | 3 | 25 | 2 | no |
| JOSEPH EDWARD FLEISCHMANN | n/a | PORTLAND, OR | Bellingham, WA | 3 | 24 | 4 | no |
| Jake Larson | Certified Financial Planner | Portland, OR | 1 | 10 | 1 | no |
| Rebecca Dobson | Chartered Financial Analyst | PORTLAND, OR | 1 | 12 | n/a | no |
| Timothy Slevin-Vegdahl | Certified Financial Planner | PORTLAND, OR | 0 | 15 | n/a | no |
| EMILY L ZINN | Certified Financial Planner | Santa Fe, NM | PORTLAND, OR | 0 | 18 | 1 | no |
| JOHN MARTIN CHAVEZ | n/a | Carlsbad, CA | PORTLAND, OR | 0 | 14 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CAMERON, SCOTT, ALEXANDER | OWNER/PRINCIPAL/SECRETARY | C | yes | 11/2003 | Mar 30, 2012 | Oct 1, 2024 |
| DALEY, ERIK, BENJAMIN | Trustee | C | yes | 04/2022 | Mar 30, 2012 | Oct 1, 2024 |
| DALEY, ERIK, BENJAMIN | PRESIDENT/PRINCIPAL | C | yes | 11/2003 | Mar 30, 2012 | Oct 1, 2024 |
| DALEY, LESLEY, HENKLE | Trustee | C | yes | 04/2022 | Mar 14, 2013 | Oct 1, 2024 |
| BARBER, AMY, J. | CHIEF COMPLIANCE OFFICER | Na | no | 09/2024 | Sep 24, 2012 | Oct 1, 2024 |
| ERIK AND LESLEY DALEY TRUST | Shareholder | C | no | 04/2022 | Mar 24, 2023 | Oct 1, 2024 |
| Fields, Hailey, Lynne | Principal | Na | no | 04/2023 | May 15, 2023 | Oct 1, 2024 |
| FLEISCHMANN, JOSEPH, EDWARD | Principal | Na | no | 10/2022 | Mar 24, 2023 | Oct 1, 2024 |
| MONTANEZ, BRIAN, ANTHONY | Shareholder | Na | no | 07/2007 | Mar 30, 2012 | Oct 1, 2024 |
| MONTANEZ, BRIAN, ANTHONY | Trustee | F | no | 11/2012 | Mar 30, 2012 | Oct 1, 2024 |
| MONTANEZ, TARA, MARIE | Trustee | F | no | 11/2012 | Mar 22, 2024 | Oct 1, 2024 |
| THE MONTANEZ FAMILY TRUST | Shareholder | Na | no | 11/2012 | Mar 22, 2024 | Oct 1, 2024 |
| WARREN, CHARLES, FREDERICK | Principal | Na | no | 10/2022 | Mar 24, 2023 | Oct 1, 2024 |
| WILLIAMS, DAVID, LESLIE | Principal | Na | no | 04/2023 | May 15, 2023 | Oct 1, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 | $2.7B | $2.7B | 21 | 16 | 0 | n/a | n/a |
| 2024 | Mar 24, 2025 | $2.2B | $2.2B | 22 | 14 | 0 | n/a | n/a |
| 2023 | Mar 22, 2024 | $1.3B | $1.3B | 23 | 14 | 0 | n/a | n/a |
| 2022 | Mar 24, 2023 | $1.0B | $1.0B | 23 | 13 | 0 | n/a | n/a |
| 2021 | Mar 16, 2022 | $1.3B | $1.3B | 19 | 11 | 0 | n/a | n/a |
| 2020 | Mar 15, 2021 | $1.5B | $1.4B | 17 | 11 | 0 | n/a | n/a |
| 2019 | Feb 27, 2020 | $1.1B | $1.1B | 18 | 11 | 0 | n/a | n/a |
| 2018 | Mar 21, 2019 | $561M | $495M | 17 | 11 | 0 | n/a | n/a |
| 2017 | Mar 13, 2018 | $632M | $564M | 16 | 11 | 0 | n/a | n/a |
| 2016 | Mar 14, 2017 | $329M | $266M | 12 | 9 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $287M | $226M | 11 | 7 | n/a | n/a | n/a |
| 2014 | Mar 16, 2015 | $161M | $104M | 11 | 7 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $153M | $102M | 11 | 7 | n/a | n/a | n/a |
| 2012 | Mar 14, 2013 | $6.0B | $90.2M | 12 | 9 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $4.0B | $112M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 1 | 1 | 6.7% | 0 | 0 | 0 | 3 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.7B | $2.2B | 20.1% | $1.0B | 36.4% | 21 | 22 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | 2 | Sep 30, 2022 | Oct 25, 2022 | PORTLAND, OR | Team lift out | Other | 0.1% |