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B•••••• S•••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

B•••••• S•••••• W••••••••

Advisor at T••••••••• A••••••• I••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:380b18d8-2c82-6322-5a4c-53198ec73769

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• A••••••• I••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• A••••••• I••	Asset manager	Oct 4, 2007	n/a	yes	CINCINNATI, OH	Current employment
R••••• L•••••• A•• A••••••••• I•••	Former SEC adviser	Feb 8, 2006	Aug 31, 2007	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• L•••••• A•• A••••••••• I•••	T••••••••• A••••••• I••	Aug 31, 2007	Oct 4, 2007	34	Firm change	Other

Relationships

Registered with (2)

→ T••••••••• A••••••• I••Registered adviserregistration: current employment
Oct 4, 2007 to presentfactForm ADV
→ R••••• L•••••• A•• A••••••••• I•••Registered adviserregistration: previous registration
Feb 8, 2006 to Aug 31, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:380b18d8-2c82-6322-5a4c-53198ec73769
First observed: Feb 8, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.