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Advisor at NORTHROCK PARTNERS, LLC
Huron, SD | Watertown, SD | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHROCK PARTNERS, LLC | Independent wealth | Apr 14, 2026 | n/a | yes | Watertown, SD|Huron, SD|MINNEAPOLIS, MN | Current employment |
| VANTAGE FINANCIAL PARTNERS, LLC | Former SEC adviser | May 8, 2025 | Apr 10, 2026 | no | ELM GROVE, WI|Huron, SD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANTAGE FINANCIAL PARTNERS, LLC | NORTHROCK PARTNERS, LLC | Apr 10, 2026 | Apr 14, 2026 | 4 | Firm change | RIA to RIA |